Artificial Intelligence Solutions

AI Driven Insight for Modern Financial Firms

AI isn’t just a buzzword; it’s a business multiplier. Aurmis helps financial advisors and RIAs harness AI responsibly to streamline operations, strengthen compliance, and elevate the client experience. Our experience with AI document summarization and portfolio analysis to compliance monitoring and secure data workflows, we build practical AI stacks that integrate seamlessly with your existing systems, turning everyday processes into opportunities for smarter growth.

Why It Matters

AI Without Guardrails Is a Liability

In the financial world, trust and compliance come first. Many off-the-shelf AI tools can unintentionally expose confidential data, generate unverified insights, or violate record-keeping rules.

Aurmis builds AI strategies with compliance and security as the foundation—not an afterthought. We integrate solutions that meet SEC and FINRA standards, protect client information, and give leadership visibility into how data is used. Your firm gains all the advantages of intelligent automation—without sacrificing control or credibility.

By The Numbers

AI Adoption Hits Finance Firms*

In 2024, 58% of finance functions reported using AI, representing a 21-point jump over the previous year, indicating how quickly financial operations are embracing intelligent tools

*Gartner / The CFO

Compliance Risks from Unchecked AI*

On average, advisors do more than 2 hours of behind-the-scenes work for every 1 hour they spend directly with clients, highlighting the scope for AI to optimize internal workflows.

*Kitces / Regulation Analysis

Personalized Reporting Boosts Retention*

Clients receiving tailored, data-rich reports are ~25% more likely to stay longer, making AI-driven reporting an asset not just for efficiency but for client loyalty

*Multiple Studies

Marketing Efficiency Gains via AI*

Deploying AI for content creation, targeting, and campaign analysis can reduce marketing development time by around 40%, improving effectiveness and consistency

*McKinsey

AI Solutions Approach and Services

Secure, Compliant, and Practical AI for Financial Firms

Aurmis helps financial advisors and RIAs unlock the power of artificial intelligence without introducing risk. Our tailored strategies and guidance combine automation, analytics, and compliance safeguards to modernize how firms manage data, prepare reports, and serve clients—securely and confidently.

  • AI Readiness Assessment

  • Use-Case & ROI Planning for AI

  • Compliance-First AI Governance

  • Advisor Meeting Prep

  • SEC/FINRA Alignment

  • AI-Enhanced Client Reporting

  • AI Usage Monitoring & Policy

  • Cybersecurity & Risk Management

  • Content Strategy Optimization

  • Search & SEO Enhancement

  • Creative Support & Ideation

  • Digital Presence Monitoring

Case Studies

Interested in Aurmis? Request an Introduction Today.

Ready to take your firm to the next level? Schedule your complimentary discovery call so we can understand your firm’s challenges and goals.